Instructions for exercising rights related to listed securities
Dividend Distribution
For cash dividends or stock dividends, clients are not required to complete any procedures. On the entitlement payment date, the dividend will be automatically credited to the client’s securities account.
Subscription Registration (Rights Issue)
For subscription rights related to additional share issuance, clients are requested to complete the subscription registration procedures at SBS as follows:
Step 1:
Clients are required to deposit the subscription amount into their securities trading account.
Step 2:
Clients complete the Subscription Registration Form for Additional Share Issuance in accordance with the SBS template.
Clients may visit SBS offices at the following locations:
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40 Pham Ngoc Thach Street, Xuan Hoa Ward, Ho Chi Minh City
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41–43 Pham Hong Thai Street, Ba Dinh Ward, Hanoi
Alternatively, clients may register for additional share subscriptions via the **STrade online trading system or the SBS Mobile application:
Menu → Rights Off Register.
Transfer of Subscription Rights
During the permitted period for transferring subscription rights, clients may carry out the transfer according to the following procedures:
Step 1:
Clients identify a counterparty (buyer/seller) and mutually agree on the transfer price and payment method.
Step 2:
Both the transferor and the transferee must visit SBS in person to complete the procedure:
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Present the original valid Citizen Identity Card (CCCD) / Citizen Identification Card.
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Sign the “Request for Transfer of Subscription Rights” (template provided by SBS).
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The transferor is responsible for paying personal income tax in accordance with applicable regulations.
