To begin stock trading at SBS, the investor needs to open 2 different accounts: a securities trading account at SBS and Indirectly Invested Capital Account

A. Open a stock trading account at SBS:

I. The investor has two options as follows:
1. Open an account at headquarters:
– Investors must bring the passport (original) and its legal copy* (01 copy) to our office and sign the account opening forms at our office.

2. Open an account via mail:
– Investors download the account opening forms to our website (www.sbsc.com.vn) or contact SBS via email at the end of this instruction then fill in signs and prepare all the required documents as instructions below and send all these documents to SBS.
Please contact our overseas brokerage division for more details.

II. The required documents for opening a stock trading account include:
1. Individual investors open custody account at SBS

a) Trading Code Application – Individual: 01 copy
b) Power of Attorney: 01 copy
c) Depository Contract: 02 copies
d) Trading Contract: 02 copies
e) Securities trading account opening application and services registration (SBS): 01 copy
f) Advance Awaiting cash _ registration form: 01 copy
g) Passport: 2 legal copies*

2. Institution investors open custody account at SBS
a) Securities Trading Code Application – Institutional: 01 copy
b) Power of Attorney: 01 copy
c) Depository Contract: 02 copies
d) Trading Contract: 02 copies
e) Securities trading account opening application and services registration (SBS): 01 copy
f) Certificate of Business Registration/ Trust Deed Trust Agreement/ Fund Contract: 02 legal and Vietnamese translated copies **
g) Appointment of legal representative: 02 legal and Vietnamese translated copies **

h) Advance Awaiting cash_ registration form: 01 copy
i) Passport of legal representative: 02 copy

3. Institutional investors had custody accounts at custody banks already and open trading accounts at SBS:
a) Securities Trading Code certification: 01 photocopy
b) Trading Contract: 02 copies
c) Securities trading account opening application and services registration (SBS): 01 copy
d) Certificate of Business Registration/ Trust Deed Trust Agreement/ Fund Contract: 01 legal and Vietnamese translated copy**
e) Appointment of legal representative: 01 legal and Vietnamese translated copy**
f) Passport of legal representative: 02 copy

B. Open Indirectly Invested Capital Account (IICA):
Investors should contact the banks directly to complete the procedures. SBS can assist customers with contacting Sacombank, TPBank, and Standard Chartered to inquire about the procedures for opening an account.

Note:
Legal copy *: the copy is notarized by local authority of investor’s home country and legalized at Vietnamese authority (embassy/consulate) in investor’s home country (validate 9 months after the legalized date) or certify at Vietnamese authority (if investors certify in Vietnam)

Legal and Vietnamese translated copy ** the copy is notarized by local authority of investor’s home country then translated into Vietnamese and legalized at Vietnamese authority (embassy/consulate) in investor’s home country (validate 6 months after the legalized date) or certify at Notary Office (if the company established in Vietnam)

For the forms and procedure to open securities trading account, please contact SBS’ staffs:
English: giang.lnl@sbsc.com.vn (Ms. Giang) or dung.pq@sbsc.com.vn (Mr. Dung)
Japanese: hoa.ntk@sbsc.com.vn (Ms. Hoa)