Note: 01 lot = 10 shares; 100 bonds. Effective from July 1, 2024 for Sections VIII to X

No. Type of services Fee rate
I TRANSACTION FEES % fee × Transaction Value
1 Stock, fund certificates, covered warrants transactions  
  –    Total transaction value > VND 2.5 billion/day 0.25%
  –    Total transaction value > VND 1.5 – 2.5 billion/day 0.30%
  –    Total transaction value > VND 500 million – 1.5 billion/day 0.35%
  –    Total transaction value ≤ VND 500 million/day 0.40%
2 Bond transactions From 0.02% to 0.1%
3 Unlisted public securities transactions, or ownership transfers approved by State authorities 0.35% of transaction value per transaction (minimum VND 100,000 per case)
4 Donation, gift, inheritance of securities 0.35% of transaction value per transaction (minimum VND 100,000 per case)
II SECURITIES FREEZING FEES  
  –    Freezing + unfreezing securities VND 200,000 per request (VAT included)
  –    Management of frozen securities VND 3 per lot/month × total lots
(minimum VND 100,000 per case, VAT included)
III SECURITIES DEPOSITORY FEES

(collected on behalf of Vietnam Securities Depository and Clearing Corporation)

  
  –    Stocks, fund certificates, covered warrants VND 0.27 per share/month
  –    Bonds VND 0.18 per bond/month
IV SECURITIES TRANSFER FEES VND 1.3 per security/ transfer/ securities code (minimum VND 100,000 per transfer per security code)
V RIGHTS TRANSFER FEES VND 100,000 per case
VI SECURITIES WITHDRAWAL FEES VND 100,000 per file (VAT excluded)
VII ACCOUNT CLOSURE FEES Domestic individuals: VND 100,000 per case (VAT included)
Institutions/Foreigners: VND 1,000,000 per case (VAT included)
VIII SMS SERVICE FEES Applicable to registered customers
1 Order-matching announcement SMS VND 10,000/month (VAT excluded)
2 OTP SMS fee:  
– From 1 to 5 SMS/month Free
– Within limit (≤ 200 SMS) VND 18,000/month (VAT excluded)
– Exceeding limit (>200 SMS) (fee charged from 201th SMS) VND 800 per SMS (VAT excluded)
IX FEES FOR CONFIRMATION SHEET OF BALANCE, TRADING RESULTS, STATEMENTS (CASH, SECURITIES…) (excluding audit purposes) VND 50,000 per document (VAT excluded)
X DOCUMENT EXTRACTION FEES (excluding account opening contracts)  
1 Extraction period ≤ 1 year Free
2 Extraction period > 1 year VND 50,000 per document (VAT excluded)
XI STATEMENT PRINTING FEES  
1 Statement period ≤ 2 years VND 30,000 per document (VAT excluded)
2 Statement period > 2 years VND 50,000 per document (VAT excluded)